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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-18
SD RA APPROVED 2023-02-03
  • TX RA
    APPROVED_RES
    Since 2026-03-18
  • SD RA
    APPROVED
    Since 2023-02-03

Branch Locations

218 S Monroe St, Winner, SD 57580 • United States

712 N 12Th St, Spearfish, SD 57783 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Spearfish SD 10/2022 Present
Smithfield Algona IA 06/2011 11/2021
Your Financial Guide Spearfish SD 12/2021 09/2022
Other Businesses

Outside Employment; LFP Consulting, LLC; Associate Financial Advisor - Assist financial advisor in day to day work flow and assist clients in meeting their financial goals through investment strategies and comprehensive financial planning.; Manage advisory business; 505 E Main Ave Suite 100, , Bismarck, ND, 58501; Investment-Related; 10/21/2022; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-21
  • S66 Uniform Combined State Law Examination
    2023-01-21
Other Names
  • Kasey Lynne Noem

View on SEC IAPD

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