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Mergin Shehu

J.P. Morgan Securities LLC

Chicago, IL

Riverside, CT

CRD 7645579

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-02-21
  • CT RA
    APPROVED
    Since 2025-02-21

Branch Locations

Chase Tower Chicago 21 S. Clark Street / 10 South Dearborn, Floor 32, Chicago, IL 60603 • United States

1150 E Putnam Ave, Riverside, CT 06878 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. New York NY 09/2022 Present
J.P. Morgan Securities Llc New York NY 09/2022 Present
Ardsley Cucina Ardley NY 06/2017 08/2022
Charter Communications Manhattan NY 05/2022 06/2022
Unemployed X NY 09/2012 05/2017
  • 09/2022 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 09/2022 → Present
    J.P. Morgan Securities Llc
    New York, NY
  • 06/2017 → 08/2022
    Ardsley Cucina
    Ardley, NY
  • 05/2022 → 06/2022
    Charter Communications
    Manhattan, NY
  • 09/2012 → 05/2017
    Unemployed
    X, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-02-21
S63 Uniform Securities Agent State Law Examination 2022-12-16
  • S65 Uniform Investment Adviser Law Examination
    2025-02-21
  • S63 Uniform Securities Agent State Law Examination
    2022-12-16
Other Names
  • Mergin Shehu
  • Morgan Shehu

View on SEC IAPD

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Nearby Investors

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Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

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