Juan Viveros

$3.87B regulatory AUM 120 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-03-03
CT	RA	APPROVED	2025-03-03

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Planmember Securities Corporation	Carpinteria	CA	10/2022	02/2025
Unemployed	Camarillo	CA	05/2022	10/2022
Chipotle	Oxnard	CA	02/2020	06/2020
Oxford Unified School District	Oxnard	CA	01/2020	03/2020
Agave Marias	Camarillo	CA	07/2016	07/2018
University Of California - Irvine	Irvine	CA	08/2018	01/2020
California State University - Channel Islands	Channel Islands	CA	07/2020	05/2022
Voya Financial Advisors	Windsor	CT	03/2025	Present

10/2022 → 02/2025

Planmember Securities Corporation

Carpinteria, CA
05/2022 → 10/2022

Unemployed

Camarillo, CA
02/2020 → 06/2020

Chipotle

Oxnard, CA
01/2020 → 03/2020

Oxford Unified School District

Oxnard, CA
07/2016 → 07/2018

Agave Marias

Camarillo, CA
08/2018 → 01/2020

University Of California - Irvine

Irvine, CA
07/2020 → 05/2022

California State University - Channel Islands

Channel Islands, CA
03/2025 → Present

Voya Financial Advisors

Windsor, CT

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-10-03
S63	Uniform Securities Agent State Law Examination	2023-05-22