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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-01
CA RA APPROVED 2024-07-30
  • TX RA
    APPROVED
    Since 2024-08-01
  • CA RA
    APPROVED
    Since 2024-07-30

Branch Locations

2999 Oak Road Suite 1030, Walnut Creek, CA 94597 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
David White & Associates San Ramon CA 07/2013 12/2016
Ameritas Investment Corp Lincoln NE 12/2013 12/2016
Lpl Financial, Llc Castro Valley CA 12/2016 06/2019
Malakoff Wealth Castro Valley CA 12/2016 06/2019
Securian Financial Services Inc St Paul MN 06/2019 05/2023
Minnesota Life Insurance Company St Paul MN 06/2019 05/2023
Summit Financial Group Llc San Ramon CA 06/2023 07/2024
Lyft San Francisco CA 10/2013 12/2018
Raymond James Financial Services, Inc. San Ramon CA 05/2023 07/2024
Raymond James Financial Services Advisors, Inc. San Ramon CA 05/2023 07/2024
Raymond James & Associates, Inc. Walnut Creek CA 07/2024 Present
  • 07/2013 → 12/2016
    David White & Associates
    San Ramon, CA
  • 12/2013 → 12/2016
    Ameritas Investment Corp
    Lincoln, NE
  • 12/2016 → 06/2019
    Castro Valley, CA
  • 12/2016 → 06/2019
    Castro Valley, CA
  • 06/2019 → 05/2023
    Securian Financial Services Inc
    St Paul, MN
  • 06/2019 → 05/2023
    Minnesota Life Insurance Company
    St Paul, MN
  • 06/2023 → 07/2024
    Summit Financial Group Llc
    San Ramon, CA
  • 10/2013 → 12/2018
    Lyft
    San Francisco, CA
  • 05/2023 → 07/2024
    Raymond James Financial Services, Inc.
    San Ramon, CA
  • 05/2023 → 07/2024
    San Ramon, CA
  • 07/2024 → Present
    Walnut Creek, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-13
S63 Uniform Securities Agent State Law Examination 2006-07-17
  • S66 Uniform Combined State Law Examination
    2013-12-13
  • S63 Uniform Securities Agent State Law Examination
    2006-07-17
Designations
Other Names
  • Nik Linton
  • Nicholas W Linton
  • Nicholas W Linton

View on SEC IAPD

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