Nicholas Wesley Linton

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → 12/2016
  David White & Associates
  San Ramon, CA
• 12/2013 → 12/2016
  Ameritas Investment Corp
  Lincoln, NE
• 12/2016 → 06/2019
  Lpl Financial, Llc
  Castro Valley, CA
• 12/2016 → 06/2019
  Malakoff Wealth
  Castro Valley, CA
• 06/2019 → 05/2023
  Securian Financial Services Inc
  St Paul, MN
• 06/2019 → 05/2023
  Minnesota Life Insurance Company
  St Paul, MN
• 06/2023 → 07/2024
  Summit Financial Group Llc
  San Ramon, CA
• 10/2013 → 12/2018
  Lyft
  San Francisco, CA
• 05/2023 → 07/2024
  Raymond James Financial Services, Inc.
  San Ramon, CA
• 05/2023 → 07/2024
  Raymond James Financial Services Advisors, Inc.
  San Ramon, CA
• 07/2024 → Present
  Raymond James & Associates, Inc.
  Walnut Creek, CA

Previous Registrations

• 2023-05-31 → 2024-07-31
  Raymond James Financial Services Advisors, Inc
  San Ramon, CA
• 2019-06-06 → 2023-05-31
  Securian Financial Services, Inc.
  San Ramon, CA
• 2017-03-09 → 2019-09-05
  Malakoff Wealth
  Castro Valley, CA
• 2016-12-14 → 2019-06-19
  Lpl Financial Llc
  Danville, CA
• 2014-01-28 → 2016-12-27
  Ameritas Investment Company, Llc
  Lincoln, NE
  San Ramon, CA

Exams

• S66 Uniform Combined State Law Examination
  2013-12-13
• S63 Uniform Securities Agent State Law Examination
  2006-07-17

Designations

• Certified Financial Planner
• Chartered Financial Analyst

Other Names

• Nik Linton
• Nicholas W Linton
• Nicholas W Linton