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Cooper J Ficarra

Morgan Stanley

Purchase, NY

New York, NY

CRD 7645196

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-05-12
  • NY RA
    APPROVED
    Since 2023-05-12

Branch Locations

2000 Westchester Ave (Home Office), Purchase, NY 10577 • United States

1 New York Plaza, New York, NY 10004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 12/2022 Present
Tucker's Tavern Beach Haven NJ 05/2015 09/2021
None None NJ 10/2021 11/2022
Stockton University Galloway NJ 01/2019 05/2021
  • 12/2022 → Present
    Morgan Stanley
    New York, NY
  • 05/2015 → 09/2021
    Tucker's Tavern
    Beach Haven, NJ
  • 10/2021 → 11/2022
    None
    None, NJ
  • 01/2019 → 05/2021
    Stockton University
    Galloway, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-10
S63 Uniform Securities Agent State Law Examination 2023-02-10
  • S65 Uniform Investment Adviser Law Examination
    2023-05-10
  • S63 Uniform Securities Agent State Law Examination
    2023-02-10

View on SEC IAPD

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