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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-07-06 |
Branch Locations
1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States
Secaucus, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Barking Dog | Bethesda | MD | 09/2022 | 12/2022 |
| Freedom Mortgage | Columbia | MD | 09/2020 | 01/2022 |
| Newday Usa | Laurel | MD | 08/2019 | 09/2020 |
| The Barking Dog | Bethesda | MD | 05/2018 | 08/2018 |
| The Irish Lion | Bloomington | IN | 10/2018 | 04/2019 |
| Recording Industry Association Of America Inc | Washington | DC | 06/2017 | 07/2017 |
| Indiana University | Bloomington | IN | 07/2015 | 05/2019 |
| Unemployed | Bethesda | MD | 05/2019 | 08/2019 |
| Unemployed | Arlingon | VA | 01/2022 | 09/2022 |
| Walt Whitman High School | Bethesda | MD | 08/2011 | 08/2019 |
| Ubs Financial Services | Weehawken | NJ | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-07-05 |
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