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Alexander Ranieri

First Trust Advisors LP

Wheaton, IL

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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-10-06
  • IL RA
    APPROVED
    Since 2022-10-06

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
College Of Dupage Glen Ellyn IL 08/2015 01/2017
Indiana University Bloomington Bloomington IN 01/2017 12/2017
100 South Chop House And Grill Elmhurst IL 10/2015 09/2022
First Trust Portoflios L.P. Wheaton IL 09/2022 Present
First Trust Advisors L.P. Wheaton IL 09/2022 Present
  • 08/2015 → 01/2017
    College Of Dupage
    Glen Ellyn, IL
  • 01/2017 → 12/2017
    Indiana University Bloomington
    Bloomington, IN
  • 10/2015 → 09/2022
    100 South Chop House And Grill
    Elmhurst, IL
  • 09/2022 → Present
    First Trust Portoflios L.P.
    Wheaton, IL
  • 09/2022 → Present
    First Trust Advisors L.P.
    Wheaton, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-09-23
S63 Uniform Securities Agent State Law Examination 2022-05-07
  • S65 Uniform Investment Adviser Law Examination
    2022-09-23
  • S63 Uniform Securities Agent State Law Examination
    2022-05-07

View on SEC IAPD

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NORMAN CHARLES GARNER
RANDY LEON FLOYD
Julie Marie Cunningham
Nicole Lea Ayers

Other Offices

BOOSTER ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE WEALTH ADVISORS, LLC · WHEATON, IL
BROOKSTONE ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · Wheaton, IL

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