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Xiaolin Cai

Ubs Financial Services Inc.

San Francisco, CA

CRD 7644837

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
  • CA RA
    APPROVED
    Since 2025-01-01

Branch Locations

555 California Street 33Rd Floor, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. San Francisco CA 10/2022 Present
San Francisco State University San Francisco CA 09/2018 05/2022
Abraham Lincoln High School San Francisco CA 09/2014 06/2018
Latch & So Chiropractic San Francisco CA 01/2021 10/2022
  • 10/2022 → Present
    Ubs Financial Services Inc.
    San Francisco, CA
  • 09/2018 → 05/2022
    San Francisco State University
    San Francisco, CA
  • 09/2014 → 06/2018
    Abraham Lincoln High School
    San Francisco, CA
  • 01/2021 → 10/2022
    Latch & So Chiropractic
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-28
  • S66 Uniform Combined State Law Examination
    2024-12-28

View on SEC IAPD

Nearby Firms

FORT POINT CAPITAL PARTNERS LLC
DIVISAR CAPITAL MANAGEMENT, LLC
CHARLES SCHWAB & CO., INC.

Nearby Investors

TIMOTHY TODD MCDOWELL
JOHN HUGH MCDEVITT
JOSEPH WADE PITTS

Nearby Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA

More in San Francisco, CA

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