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45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-06-16 |
| TX | RA | APPROVED | 2026-06-16 |
| NJ | RA | APPROVED | 2026-06-15 |
Branch Locations
180 Park Ave Suite 203, Florham Park, NJ 07932 • United States
525 Washington Boulevard - Suite 1410, Jersey City, NJ 08750 • United States
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-06-16 |
| NY | RA | APPROVED | 2026-06-16 |
| TX | RA | APPROVED | 2026-06-16 |
Branch Locations
525 Washington Boulevard - Suite 1410, Jersey City, NJ 08750 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Jersey City | NJ | 09/2021 | 02/2024 |
| Halstead Management Ltd | New York | NY | 03/2013 | 09/2021 |
| Rockefeller Capital Management | Jersey City | NJ | 02/2024 | Present |
| Rockefeller Financial Llc | Jersey City | NJ | 02/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-06-13 |
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