Anthony Wong Pena

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2022 → Present
  J.P. Morgan Securities Llc
  Coral Gables, FL
• 09/2022 → Present
  Jpmorgan Chase Bank, N.A.
  Coral Gables, FL
• 10/2017 → 09/2022
  N&K Enterprises Inc.
  Miami, FL
• 10/2021 → 08/2022
  Lifestar Case Management Services, Inc
  Hialeah, FL
• 09/2012 → 09/2017
  Unemployed
  Miami, FL
• 08/2026 → Present
  Golden Star Behavioral Services Llc
  Hialeah, FL

Other Businesses

Entity Name: Golden Star Behavioral Services LLC Investment related: No Address: Hialeah, FL Nature of the other business: Healthcare Position/Title/Relationship: Owner/Partner Start Date: 08/01/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Provides administrative support to behavioral health and ABA providers. This includes coordinating clinical documentation, following up on insurance eligibility and authorizations, preparing claims-related documentation, reimbursement requests and recordkeeping. As A BCBA, my training and professional experience qualify me to perform and oversee these behavioral health administrative duties. This activity does not involve financial products, investment advice, banking or money management

Exams

• S66 Uniform Combined State Law Examination
  2026-01-13

Other Names

• Anthony Wong Pena
• Anthony Wong