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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-11 |
| MA | RA | APPROVED | 2025-07-10 |
| FL | RA | APPROVED | 2025-05-14 |
| CT | RA | APPROVED | 2025-05-13 |
| DE | RA | APPROVED | 2025-05-13 |
| ME | RA | APPROVED | 2025-05-13 |
| MD | RA | APPROVED | 2025-05-13 |
| NH | RA | APPROVED | 2025-05-13 |
| NJ | RA | APPROVED | 2025-05-13 |
| NY | RA | APPROVED | 2025-05-13 |
| NC | RA | APPROVED | 2025-05-13 |
| PA | RA | APPROVED | 2025-05-13 |
| RI | RA | APPROVED | 2025-05-13 |
| VT | RA | APPROVED | 2025-05-13 |
| SC | RA | APPROVED | 2025-04-11 |
Branch Locations
3450 Clark Road, Sarasota, FL 34231 • United States
3900 4Th Street North, St. Petersburg, FL 33703 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Louisville | KY | 09/2022 | 10/2023 |
| J.P. Morgan Securities Llc | Louisville | KY | 09/2022 | 10/2023 |
| United States Marine Corps | Cincinnati | OH | 01/2019 | 02/2023 |
| Us Bank | Louisville | KY | 08/2018 | 02/2022 |
| Truist | Louisville | KY | 02/2022 | 08/2022 |
| Ups | Louisville | KY | 01/2022 | 02/2022 |
| Mcdj Enterprises Llc | Clarksville | KY | 02/2017 | 04/2017 |
| Unemployed | Clarksville | IN | 09/2012 | 01/2017 |
| Unemployed | Clarksville | IN | 05/2017 | 07/2018 |
| U.S. Bancorp Investments, Inc. | Louisville | KY | 10/2023 | 10/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Louisville | KY | 09/2024 | 03/2025 |
| Bank Of America, N.A. | Louisville | KY | 11/2024 | 04/2025 |
| Td Bank, N.A. | Greenville | SC | 04/2025 | 02/2026 |
| Td Private Client Wealth Llc | Greenville | SC | 04/2025 | 02/2026 |
| Td Bank N.A. | St. Petersburg | FL | 02/2026 | Present |
| Td Private Client Wealth Llc | St. Petersburg | FL | 03/2026 | Present |
I own a LLC called the Mondragon group registered in the State of KY and IN, the business is not investment related, its a team of sub-contracting Steel / metal workers. the business address is 333 N Taggart Ave, Clarksville IN 47129. this business is a group of 1-5 Steel fabricators and Steel workers. I'm the owner and not active with day to day for this business, this is handled by my family members. this business was started March 2025. I do not have a regular devotion of hours to this business, I'm not part of day to day, I would spend less than 12 hours a month if my family who mainly operates this business would need administrative assistance. I do not devote time for this other business during trading hours. My main role in this business was around setting up its foundation, making sure its properly registered, and I can act as technical support if needed, but I do not have any set duties.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 2022-12-01 |
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