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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-09 |
Branch Locations
555 California St 34Th, 36Th & 46Th Floors, San Francisco, CA 94104 • United States
1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | South San Francsico | CA | 10/2022 | 10/2025 |
| Wells Fargo Bank, Na | South San Francsico | CA | 02/2021 | 10/2025 |
| Wilder West | San Francisco | CA | 11/2016 | 01/2021 |
| Unemployed | San Francisco | CA | 05/2016 | 10/2016 |
| Ubs Financial Services, Inc | San Francisco | CA | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 2023-02-10 |
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