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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2024-11-14
MD RA APPROVED 2024-11-14
NC RA APPROVED 2024-11-14
TX RA APPROVED 2024-11-14
  • DE RA
    APPROVED
    Since 2024-11-14
  • MD RA
    APPROVED
    Since 2024-11-14
  • NC RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED
    Since 2024-11-14

Branch Locations

1657 Crofton Blvd Suite 200, Crofton, MD 21114 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Hunt Valley MD 08/2022 11/2024
Medtronic, Inc Annapolis MD 10/2017 11/2024
Invasix, Inc Annapolis MD 05/2017 10/2022
Smith And Nephew Baltimore MD 03/2012 05/2017
The Prudential Insurance Company Of America Hunt Valley MD 01/2023 Present
Lpl Enterprise, Llc Pikesville MD 11/2024 Present
  • 08/2022 → 11/2024
    Hunt Valley, MD
  • 10/2017 → 11/2024
    Medtronic, Inc
    Annapolis, MD
  • 05/2017 → 10/2022
    Invasix, Inc
    Annapolis, MD
  • 03/2012 → 05/2017
    Smith And Nephew
    Baltimore, MD
  • 01/2023 → Present
    The Prudential Insurance Company Of America
    Hunt Valley, MD
  • 11/2024 → Present
    Pikesville, MD
Previous Registrations
Other Businesses

1) 02/14/2025-Clarity Wealth Management-DBA for LPL Business (entity for LPL business)-Inv Related-At reported business location(s)-Start date 02/11/2025-160hrs/mth-150hrs/mth during trading 2) 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-02
  • S66 Uniform Combined State Law Examination
    2023-01-02
Other Names
  • Samuel D Emery
  • David Emery
  • Dave Emery
  • Samuel David Emery

View on SEC IAPD

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