Amy Etoch Knight

Employer firm

Stephens CRD 3496

$18.0B regulatory AUM 170 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

Authority	Category	Status	Date
AR	RA	APPROVED	2025-01-01
TX	RA	APPROVED_RES	2013-11-05

AR RA
APPROVED

Since 2025-01-01
TX RA
APPROVED_RES

Since 2013-11-05

Branch Locations

Fayetteville, AR • United States

111 Center Street, Little Rock, AR 72201-3507 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Stephens Inc	Fayetteville	AR	03/2002	03/2023
Stephens Inc.	Fayetteville	AR	03/2023	Present

03/2002 → 03/2023

Stephens Inc

Fayetteville, AR
03/2023 → Present

Stephens Inc.

Fayetteville, AR

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-08-26
S63	Uniform Securities Agent State Law Examination	1998-09-03

S65 Uniform Investment Adviser Law Examination

2002-08-26
S63 Uniform Securities Agent State Law Examination

1998-09-03

View on SEC IAPD