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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-10-16
  • NY RA
    APPROVED
    Since 2025-10-16

Branch Locations

Boston, MA • United States

60 State St, Suite 2100, Boston, MA 02109 • United States

530 5Th Ave 10Th Floor, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc New York NY 10/2023 Present
Lpm Inc Boston MA 02/2020 10/2022
Andersen Llc Boston MA 07/2011 01/2019
Fortis Lux Financial New NY 10/2022 10/2023
Lpm Inc Boston MA 01/2019 02/2020
  • 10/2023 → Present
    New York, NY
  • 02/2020 → 10/2022
    Lpm Inc
    Boston, MA
  • 07/2011 → 01/2019
    Andersen Llc
    Boston, MA
  • 10/2022 → 10/2023
    Fortis Lux Financial
    New, NY
  • 01/2019 → 02/2020
    Lpm Inc
    Boston, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-10
  • S66 Uniform Combined State Law Examination
    2025-09-10

View on SEC IAPD

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