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Benjamin Locker

Strategic Advisers LLC

Covington, KY

Newport, KY

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2026-04-21
TX RA APPROVED 2026-04-21
  • KY RA
    APPROVED
    Since 2026-04-21
  • TX RA
    APPROVED
    Since 2026-04-21

Branch Locations

100 Howe Drive, Covington, KY 41015-5000 • United States

Newport, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Louisville KY 04/2022 09/2022
Umc Food Cincinnati OH 03/2017 08/2018
Fidelity Investments Covington KY 01/2026 Present
Twitch Entertainment Fort Thomas KY 05/2019 09/2020
Unemployed Newport KY 07/2025 01/2026
Northwestern Mutual Louisville KY 09/2022 04/2023
Fidelity Investments Covington KY 09/2020 06/2021
Northern Kentucky University Highland Heights KY 08/2015 05/2019
Skyline Chili Louisville KY 04/2023 07/2024
Fedex Cincinnati OH 06/2023 07/2025
Jbs Foods Louisville KY 06/2021 04/2022
  • 04/2022 → 09/2022
    Unemployed
    Louisville, KY
  • 03/2017 → 08/2018
    Umc Food
    Cincinnati, OH
  • 01/2026 → Present
    Fidelity Investments
    Covington, KY
  • 05/2019 → 09/2020
    Twitch Entertainment
    Fort Thomas, KY
  • 07/2025 → 01/2026
    Unemployed
    Newport, KY
  • 09/2022 → 04/2023
    Northwestern Mutual
    Louisville, KY
  • 09/2020 → 06/2021
    Fidelity Investments
    Covington, KY
  • 08/2015 → 05/2019
    Northern Kentucky University
    Highland Heights, KY
  • 04/2023 → 07/2024
    Skyline Chili
    Louisville, KY
  • 06/2023 → 07/2025
    Fedex
    Cincinnati, OH
  • 06/2021 → 04/2022
    Jbs Foods
    Louisville, KY
Other Businesses

OBA-126687|OrgNmn:USSF |Org Addr:Newport,Kentucky,US|OBA Nature:Refeering soccer games|Invst Rel:N|Title:Independent Contractor|Duties:Uphold a fair game of soccer|StrtDt:04-05-26|TotHrs/mon:12|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-17
  • S66 Uniform Combined State Law Examination
    2026-04-17
Other Names
  • Benjamin Francis Locker
  • Benjamin Locker

View on SEC IAPD

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Other Investors

ALEX CHISHOLM
CHRISTOPHER M HATFIELD
JOSEPH D QUIGLEY
BERNARD WILLIAM WESSELMAN
DUSTIN WATKINS
TIMOTHY J WALLIN
JAIME MARIE LANHAM
DONALD W STEWART

Other Offices

STRATEGIC ADVISERS LLC · COVINGTON, KY
STRATEGIC ADVISERS LLC · COVINGTON, KY
PNC WEALTH MANAGEMENT LLC · FORT MITCHELL, KY
STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mitchell, KY
ROBERT W. BAIRD & CO. INCORPORATED · Fort Wright, KY
EP WEALTH ADVISORS · Fort Wright, KY
DEAN DORTON WEALTH MANAGEMENT, LLC · FORT WRIGHT, KY
EP WEALTH ADVISORS · FORT WRIGHT, KY

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