Tucker H. Swartz

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2025 → Present
  J.P. Morgan Securities Llc
  Tempe, AZ
• 08/2025 → Present
  Jpmorgan Chase Bank, N.A.
  Tempe, AZ
• 01/2023 → 08/2025
  Morgan Stanley
  Gilbert, AZ
• 03/2021 → 12/2022
  Buffalo Wild Wings
  Tempe, AZ
• 06/2022 → 08/2022
  Copa Health
  Phoenix, AZ
• 08/2020 → 08/2022
  Arizona State University
  Tempe, AZ
• 02/2022 → 05/2022
  Chipotle
  Tempe, AZ
• 09/2021 → 12/2021
  M Culinary
  Phoenix, AZ
• 11/2015 → 08/2020
  Pizza Antica
  Strawberry, CA

Previous Registrations

• 2023-05-10 → 2025-08-18
  Morgan Stanley
  Gilbert, AZ

Exams

• S66 Uniform Combined State Law Examination
  2023-05-09

Other Names

• Swartz H Tucker
• Tucker H. Swartz
• Tucker Swartz
• Tucker H Swartz