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John H. Casey

J.P. Morgan Securities LLC

Rochester, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-10-18
TX RA APPROVED 2022-10-18
  • NY RA
    APPROVED
    Since 2022-10-18
  • TX RA
    APPROVED
    Since 2022-10-18

Branch Locations

1 S Clinton Ave Floor 05, Rochester, NY 14604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Rochester NY 09/2022 Present
J.P. Morgan Securities Llc Rochester NY 09/2022 Present
M&T Bank Rochester NY 01/2018 08/2022
Empire Valuation Consultants Rochester NY 01/2011 01/2018
  • 09/2022 → Present
    Jpmorgan Chase Bank, N.A.
    Rochester, NY
  • 09/2022 → Present
    J.P. Morgan Securities Llc
    Rochester, NY
  • 01/2018 → 08/2022
    M&T Bank
    Rochester, NY
  • 01/2011 → 01/2018
    Empire Valuation Consultants
    Rochester, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-20
  • S66 Uniform Combined State Law Examination
    2022-09-20
Other Names
  • John Casey
  • John Hart Casey

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Rochester, NY
COMMONWEALTH FINANCIAL NETWORK · ROCHESTER, NY
NOVEM GROUP · ROCHESTER, NY
OSAIC WEALTH, INC. · ROCHESTER, NY
EDELMAN FINANCIAL ENGINES · ROCHESTER, NY
RISE ADVISORS, LLC · ROCHESTER, NY
UBS FINANCIAL SERVICES INC. · ROCHESTER, NY
MARINER · Rochester, NY

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