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Nicolas Jose Perez-Cotapos

J.P. Morgan Securities LLC

Miami, FL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-11-04
TX RA APPROVED_RES 2024-10-29
  • FL RA
    APPROVED
    Since 2024-11-04
  • TX RA
    APPROVED_RES
    Since 2024-10-29

Branch Locations

1450 Brickell Ave Floors 16, 17 & 18, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mbi Inversiones Santiago 12/2017 01/2022
Compass Group Investment Solutions Llc Miami FL 01/2022 09/2024
Cg Compass (Usa) Llc Miami FL 04/2024 09/2024
Jpmorgan Chase Bank, N.A. Miami FL 10/2024 Present
J.P. Morgan Securities Llc Miami FL 10/2024 Present
Unemployed Santiago 10/2014 11/2017
  • 12/2017 → 01/2022
    Mbi Inversiones
    Santiago
  • 01/2022 → 09/2024
    Compass Group Investment Solutions Llc
    Miami, FL
  • 04/2024 → 09/2024
    Cg Compass (Usa) Llc
    Miami, FL
  • 10/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Miami, FL
  • 10/2024 → Present
    J.P. Morgan Securities Llc
    Miami, FL
  • 10/2014 → 11/2017
    Unemployed
    Santiago
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-02-10
S65 Uniform Investment Adviser Law Examination 2022-09-12
  • S63 Uniform Securities Agent State Law Examination
    2025-02-10
  • S65 Uniform Investment Adviser Law Examination
    2022-09-12
Other Names
  • Nicolas Jose Perez-Cotapos
  • Nicolas Perez-Cotapos Ugarte Sr
  • Nicolas Perez-Cotapos

View on SEC IAPD

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