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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

18575 Jamboree Rd Ste 200, Irvine, CA 92612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Henry Slack Irvine CA 03/2025 04/2025
Unemployed Irvine CA 02/2024 02/2025
Ameriprise Financial Services Llc Irvine CA 10/2022 02/2024
Unemployed La Mesa CA 07/2022 10/2022
Oyster And Pearl Bar And Restaurant La Mesa CA 02/2022 07/2022
University Of California San Diego La Jolla CA 10/2020 06/2022
Fogo De Chao San Diego CA 10/2021 01/2022
Cohn Restaurant Group San Diego CA 08/2021 10/2021
Starship Technologies Inc Irvine CA 03/2020 08/2021
Irvine Valley College Irvine CA 08/2017 05/2020
Emc Seafood And Raw Bar Irvine CA 02/2018 01/2020
Doordash Inc Irvine CA 06/2017 01/2018
Irvine Unified School District Irvine CA 09/2005 06/2017
Caffe Bene Irvine CA 12/2016 04/2017
Del Taco Restaurants Inc Irvine CA 11/2016 12/2016
Retired Or Never Worked Irvine CA 04/2015 11/2016
Henry Sladek Irvine CA 04/2025 Present
Northwestern Mutual Investment Services Llc Irvine CA 04/2025 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 06/2025 Present
Joshua David Buttrey Irvine CA 08/2025 Present
Timothy Michael Mulroy Irvine CA 08/2025 Present
Tyler F Terry Irvine CA 08/2025 Present
  • 03/2025 → 04/2025
    Henry Slack
    Irvine, CA
  • 02/2024 → 02/2025
    Unemployed
    Irvine, CA
  • 10/2022 → 02/2024
    Irvine, CA
  • 07/2022 → 10/2022
    Unemployed
    La Mesa, CA
  • 02/2022 → 07/2022
    Oyster And Pearl Bar And Restaurant
    La Mesa, CA
  • 10/2020 → 06/2022
    University Of California San Diego
    La Jolla, CA
  • 10/2021 → 01/2022
    Fogo De Chao
    San Diego, CA
  • 08/2021 → 10/2021
    Cohn Restaurant Group
    San Diego, CA
  • 03/2020 → 08/2021
    Starship Technologies Inc
    Irvine, CA
  • 08/2017 → 05/2020
    Irvine Valley College
    Irvine, CA
  • 02/2018 → 01/2020
    Emc Seafood And Raw Bar
    Irvine, CA
  • 06/2017 → 01/2018
    Doordash Inc
    Irvine, CA
  • 09/2005 → 06/2017
    Irvine Unified School District
    Irvine, CA
  • 12/2016 → 04/2017
    Caffe Bene
    Irvine, CA
  • 11/2016 → 12/2016
    Del Taco Restaurants Inc
    Irvine, CA
  • 04/2015 → 11/2016
    Retired Or Never Worked
    Irvine, CA
  • 04/2025 → Present
    Henry Sladek
    Irvine, CA
  • 04/2025 → Present
    Irvine, CA
  • 06/2025 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 08/2025 → Present
    Joshua David Buttrey
    Irvine, CA
  • 08/2025 → Present
    Timothy Michael Mulroy
    Irvine, CA
  • 08/2025 → Present
    Tyler F Terry
    Irvine, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-10
  • S66 Uniform Combined State Law Examination
    2023-02-10
Other Names
  • Soli Tawfiq

View on SEC IAPD

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