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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Henry Slack | Irvine | CA | 03/2025 | 04/2025 |
| Unemployed | Irvine | CA | 02/2024 | 02/2025 |
| Ameriprise Financial Services Llc | Irvine | CA | 10/2022 | 02/2024 |
| Unemployed | La Mesa | CA | 07/2022 | 10/2022 |
| Oyster And Pearl Bar And Restaurant | La Mesa | CA | 02/2022 | 07/2022 |
| University Of California San Diego | La Jolla | CA | 10/2020 | 06/2022 |
| Fogo De Chao | San Diego | CA | 10/2021 | 01/2022 |
| Cohn Restaurant Group | San Diego | CA | 08/2021 | 10/2021 |
| Starship Technologies Inc | Irvine | CA | 03/2020 | 08/2021 |
| Irvine Valley College | Irvine | CA | 08/2017 | 05/2020 |
| Emc Seafood And Raw Bar | Irvine | CA | 02/2018 | 01/2020 |
| Doordash Inc | Irvine | CA | 06/2017 | 01/2018 |
| Irvine Unified School District | Irvine | CA | 09/2005 | 06/2017 |
| Caffe Bene | Irvine | CA | 12/2016 | 04/2017 |
| Del Taco Restaurants Inc | Irvine | CA | 11/2016 | 12/2016 |
| Retired Or Never Worked | Irvine | CA | 04/2015 | 11/2016 |
| Henry Sladek | Irvine | CA | 04/2025 | Present |
| Northwestern Mutual Investment Services Llc | Irvine | CA | 04/2025 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 06/2025 | Present |
| Joshua David Buttrey | Irvine | CA | 08/2025 | Present |
| Timothy Michael Mulroy | Irvine | CA | 08/2025 | Present |
| Tyler F Terry | Irvine | CA | 08/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-10 |
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