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13815 Fnb Parkway, Suite 400, Omaha, NE 68154 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2022-09-30 |
Branch Locations
13815 Fnb Parkway, Suite 400, Omaha, NE 68154 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Smart Wealth, Llc | Omaha | NE | 04/2022 | Present |
| Virginia Defenders | Manassas | VA | 09/2020 | 04/2022 |
| Lou Brooks Law Plc | Manassas | VA | 03/2017 | 09/2020 |
| Carluzzo, Rochkind & Smith | Manassas | VA | 11/2014 | 03/2017 |
| Retire Smart, Llc | Omaha | NE | 04/2022 | Present |
Louis R. Brooks, Jr., Esquire (sole proprietor) Attorney - NOT Investment Related Start Date: 4/2022 P.O. Box 206 Manassas, VA 20110 Average 3-4 hours of month giving NON-Investment related legal advice/representation to private individuals. Average 2 hours a month during securities trading hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-08-09 |
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