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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-05-17
  • NC RA
    APPROVED
    Since 2023-05-17

Branch Locations

4529 Sharon Road, Charlotte, NC 28211-3521 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Charlotte NC 11/2012 03/2023
Fidelity Personal And Workplace Advisors Boston MA 07/2018 03/2023
Charles Schwab & Co., Inc. Charlotte NC 05/2023 Present
Charles Schwab Bank, Ssb Charlotte NC 05/2023 Present
  • 11/2012 → 03/2023
    Fidelity Brokerage Services Llc
    Charlotte, NC
  • 07/2018 → 03/2023
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 05/2023 → Present
    Charlotte, NC
  • 05/2023 → Present
    Charles Schwab Bank, Ssb
    Charlotte, NC
Previous Registrations
Other Businesses

Aument Properties LLC |Investment Related:No|Real Estate (Non-Agent/Broker)|Partner|2020-10-29|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|I used to own a rental property in my LLC. I have sold the property but the LLC is still active in North Carolina

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-08-16
  • S63 Uniform Securities Agent State Law Examination
    2006-08-16
Designations
Other Names
  • Matt R Aument
  • Matthew Aument
  • Matthew R Aument

View on SEC IAPD

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