Michael Robert Baker

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → 01/2024
  Woodbury Financial Services, Inc
  Aurora, IL
• 01/2024 → Present
  Osaic Wealth, Inc.
  Sherrills Ford, NC

Previous Registrations

• 2012-07-20 → 2024-01-19
  Woodbury Financial Services, Inc.
  Aurora, IL
  Naples, FL
  Sherrills Ford, NC

Other Businesses

1. MICHAEL R BAKER INSURANCE AGENCY INC POSITION: President NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 100 START DATE: 06/28/1998 ADDRESS: 1393 Langdon Rd, Sherrills Ford NC 28673, United States DESCRIPTION: Sales and service for insurance products 2. MICHAEL BAKER AGENCY INC POSITION: President NATURE: This is a filed DBA for Michael R Baker Insurance Agency Inc to simplify the name. INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 100 START DATE: 10/01/2009 ADDRESS: 1393 Langdon Rd, Sherrills Ford NC 28673, United States DESCRIPTION: Insurance sales and service 3. NORTHPOINT FINANCIAL GROUP POSITION: Registered Rep NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/04/2014 ADDRESS: 1393 Langdon Rd, Sherrills Ford NC 28673, United States DESCRIPTION: Sales of various securities. 4. ATLAS INSURANCE BROKERAGE POSITION: Producer NATURE: Insurance Agency - Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/30/2019 ADDRESS: 1393 Langdon Rd, Sherrills Ford NC 28673, United States DESCRIPTION: Property / Casualty insurance sales, no securities. The Michael Baker Agency, inc. is merging with Atlas Insurance Brokerage. The location of my office will remain at the same location. During the merging process my email will remain michael@michaelbakeragency. At some point in the next few months I will add another email address that will end in @atlasbrokerage.com but that hasn't been created yet. 5. HOMETOWNE INSURANCE, INC POSITION: Producer NATURE: Hometowne Insurance, Inc is an S-Corp INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 04/01/2026 ADDRESS: 4424 Route 71, Oswego IL 60543, United States DESCRIPTION: Hometowne Insurance is an independent insurance agency that offers personal lines and commercial insurance. I sold my insurance book of business to them and am now working with them to help clients with the transition. They have offices in Oswego, IL, Morris, IL and they took over the Lemont, IL office of Atlas Insurance. The purchase price of my agency will be paid in 60 monthly installments beginning May 2026. In addition to receiving the purchase payments I will receive a commission for any new business I produce. I still live and work remotely in NC and will never be meeting financial clients in any of those locations.

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-12-17

Designations

• Certified Financial Planner

Other Names

• Mike R Baker