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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-03-11 |
| TX | RA | APPROVED | 2024-03-11 |
Branch Locations
959 South Coast Dr, Costa Mesa, CA 92626 • United States
Mission Viejo, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stay At Home | Mission Viejo | CA | 11/2018 | 02/2023 |
| Lpch At Stanford | Palo Alto | CA | 06/2007 | 11/2018 |
| Thrivent Investment Management Inc. | Costa Mesa | CA | 11/2022 | Present |
| Thrivent Financial | Appleton | WI | 02/2023 | 11/2023 |
| Thrivent Financial | Appleton | WI | 11/2023 | Present |
ALPHA OC POSITION: Vice President of Professional Development NATURE: ALPHA aims to make a positive impact in the local area by providing networking, mentorship, and career-building opportunities. Support personal and professional growth for their members. The goal is to create valuable opportunities and build strong relationships with members. Encourage members to pursue professional growth, build relationships, serve the community, and practice integrity, inclusiveness, and cultural awareness. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 08/31/2025 ADDRESS: 23031 E. La Palmo Ave, Yorba Linda CA 92887, United States DESCRIPTION: Director of Career Development and Women of ALPFA Manager, Create and implement strategies focused on job placements, career advancement, and leadership initiatives that foster members' professional growth. Organize and facilitate workshops, seminars, Manage the Women of ALPFA program. Monitor and report on the effectiveness of job placements. Work together with other committees Enhance professional development programs to adapt to the changing needs of ALPFA OC members.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 2023-06-15 |
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