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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-05-27 |
Branch Locations
1585 N Milwaukee Ave, Chicago, IL 60622 • United States
30 S Wacker Dr Fl 40 [Wi-Rbo], Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Chicago | IL | 04/2026 | Present |
| Wells Fargo Bank, Na | Chicago | IL | 04/2026 | Present |
| Unemployed | Chicago | IL | 07/2025 | 04/2026 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 04/2016 | 07/2025 |
| Bank Of America N.A. | Houston | TX | 01/2023 | 07/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-23 |
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