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Matthew Roach

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Tallahassee, FL

Tallahassee, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-14
FL RA APPROVED 2023-02-16
  • TX RA
    APPROVED
    Since 2023-03-14
  • FL RA
    APPROVED
    Since 2023-02-16

Branch Locations

803 Lake Bradford Rd, Tallahassee, FL 32304 • United States

5676 Thomasville Rd, Tallahassee, FL 32312 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tallahassee FL 08/2010 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-10
  • S66 Uniform Combined State Law Examination
    2023-02-10
Other Names
  • Matthew Gerald Roach

View on SEC IAPD

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