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Jacqueline Peng

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Ontario, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-02-15
CA RA APPROVED 2024-01-04
  • TX RA
    APPROVED_RES
    Since 2024-02-15
  • CA RA
    APPROVED
    Since 2024-01-04

Branch Locations

901 Via Piemonte, Ontario, CA 91764 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Ontario CA 09/2022 Present
Mount San Antonio College Walnut CA 07/2017 11/2017
Columbia University New York NY 09/2019 10/2022
Mount San Antonio College Walnut CA 08/2013 06/2019
  • 09/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Ontario, CA
  • 07/2017 → 11/2017
    Mount San Antonio College
    Walnut, CA
  • 09/2019 → 10/2022
    Columbia University
    New York, NY
  • 08/2013 → 06/2019
    Mount San Antonio College
    Walnut, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-03
  • S66 Uniform Combined State Law Examination
    2024-01-03
Other Names
  • Jiazhen Peng

View on SEC IAPD

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