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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-02-22
  • NC RA
    APPROVED
    Since 2023-02-22

Branch Locations

102 E Main St, Clayton, NC 27520 • United States

Clayton, NC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United Community Advisory Services Clayton NC 09/2022 07/2024
United Community Bank Clayton NC 02/2020 10/2022
Mcdonalds / Huebner Management Company Llc Garner NC 05/2004 02/2020
United Community Bank Fuquay Varina NC 09/2022 Present
Lpl Financial Llc Fuquay Varina NC 09/2022 Present
  • 09/2022 → 07/2024
    United Community Advisory Services
    Clayton, NC
  • 02/2020 → 10/2022
    United Community Bank
    Clayton, NC
  • 05/2004 → 02/2020
    Mcdonalds / Huebner Management Company Llc
    Garner, NC
  • 09/2022 → Present
    United Community Bank
    Fuquay Varina, NC
  • 09/2022 → Present
    Fuquay Varina, NC
Other Businesses

1) 07/31/2024 - United Community Advisors - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - Start Date 08/02/2023 - 160 Hours Per Month/ 120 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-15
  • S66 Uniform Combined State Law Examination
    2023-02-15
Other Names
  • Amber Paradise

View on SEC IAPD

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