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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-07-01 |
| TX | RA | APPROVED | 2026-06-25 |
Branch Locations
10 S Dearborn St Floor 19, Chicago, IL 60603 • United States
4300 E Camelback Rd Suite #400, Floor 04, Phoenix, AZ 85018-2719 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Starbucks | Peoria | AZ | 12/2019 | 10/2020 |
| Unemployed | Peoria | AZ | 06/2013 | 11/2019 |
| J.P. Morgan Securities Llc | Phoenix | AZ | 07/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Phoenix | AZ | 10/2020 | Present |
| Proverbs 31 18 Llc | Glendale | AZ | 07/2025 | Present |
| 49Th Ave Unit 1097 Llc | Glendale | AZ | 05/2026 | Present |
Entity Name: 49th Ave Unit 1097 LLC Investment related: No Address: Glendale, AZ Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 05/01/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: There is no connection to JPMorganChase. I am renting out my townhouse through an LLC. Entity Name: Proverbs 31 18 LLC Investment related: No Address: Private Residence Nature of the other business: Food & Beverage Position/Title/Relationship: Owner/Partner Start Date: 07/30/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Co-trustor and co-trustee of the trust that owns the business (Sole member LLC). Proverbs 31 18 LLC produces homemade hand pies and sells them online and at farmers markets to individuals and small businesses. My wife will run the business and is the other co-trustor and co-trustee. I am expecting to have nothing to do with the business.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-06-25 |
| S63 | Uniform Securities Agent State Law Examination | 2023-09-15 |
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