Alexis J Gallegos Mendez

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2024-04-04
TX	RA	APPROVED_RES	2024-04-04

IL RA
APPROVED

Since 2024-04-04
TX RA
APPROVED_RES

Since 2024-04-04

Branch Locations

540 W Madison St Ci Relationship Management, Chicago, IL 60661 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Rolling Meadows	IL	09/2022	Present
Prime Communication	Round Lake	IL	03/2022	09/2022
Allstar Wireless (Rpm Mobility)	Carpentersville	IL	10/2021	03/2022
Uber Technologies	San Francisco	CA	07/2020	10/2023
Jack O Trades	Palatine	IL	05/2021	07/2021
Follett Corporation	Mchenry	IL	12/2017	04/2021
Hallmark	Crystal Lake	IL	11/2017	12/2017
Walmart	Harvard	IL	06/2016	02/2017
North Shore Oncology & Hematology	Crystal Lake	IL	06/2016	11/2018
Bank Of America, N.A.	Rolling Meadows	IL	12/2025	Present

09/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rolling Meadows, IL
03/2022 → 09/2022

Prime Communication

Round Lake, IL
10/2021 → 03/2022

Allstar Wireless (Rpm Mobility)

Carpentersville, IL
07/2020 → 10/2023

Uber Technologies

San Francisco, CA
05/2021 → 07/2021

Jack O Trades

Palatine, IL
12/2017 → 04/2021

Follett Corporation

Mchenry, IL
11/2017 → 12/2017

Hallmark

Crystal Lake, IL
06/2016 → 02/2017

Walmart

Harvard, IL
06/2016 → 11/2018

North Shore Oncology & Hematology

Crystal Lake, IL
12/2025 → Present

Bank Of America, N.A.

Rolling Meadows, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-04-02

S66 Uniform Combined State Law Examination

2024-04-02

Other Names

Alexis J Gallegos
Alex Gallegos