Carmen Cecilia Cuzma

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-01-23
CA	RA	APPROVED	2022-12-11

Branch Locations

2701 Mission St, San Francisco, CA 94110 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	San Francisco	CA	09/2022	Present
Siegel, Yee, Brunner & Mehta	Oakland	CA	10/2017	09/2022
Doordash	Oakland	CA	11/2020	01/2021
Five Star Video	El Cerrito	CA	08/2017	10/2017
Uc Berkeley	Berkeley	CA	08/2013	05/2017
Unemployed	Oakland	CA	05/2017	08/2017
Bank Of America N.A.	San Francisco	CA	11/2022	Present

09/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Francisco, CA
10/2017 → 09/2022

Siegel, Yee, Brunner & Mehta

Oakland, CA
11/2020 → 01/2021

Doordash

Oakland, CA
08/2017 → 10/2017

Five Star Video

El Cerrito, CA
08/2013 → 05/2017

Uc Berkeley

Berkeley, CA
05/2017 → 08/2017

Unemployed

Oakland, CA
11/2022 → Present

Bank Of America N.A.

San Francisco, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-12-09

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