Felipe H Guzman

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-09-30
TX	RA	APPROVED	2025-09-26

Branch Locations

2424 Edgewater Dr Floor 01, Orlando, FL 32804 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
J.P. Morgan Securities Llc	Casselberry	FL	09/2025	Present
Jpmorgan Chase Bank, N.A.	Casselberry	FL	09/2025	Present
Merrill Lynch, Pierce,Fenner & Smithincorporated	Leesburg	FL	09/2022	09/2025
Bank Of America/Merrill Lynch	Leesburg	FL	09/2022	09/2025
Unemployed	Clermont	FL	11/2020	08/2022
Charter Communications	Auburndale	FL	11/2019	10/2020
American Signature Inc	Orlando	FL	07/2018	10/2019
Wells Fargo	Ocoee	FL	02/2013	06/2019

09/2025 → Present

J.P. Morgan Securities Llc

Casselberry, FL
09/2025 → Present

Jpmorgan Chase Bank, N.A.

Casselberry, FL
09/2022 → 09/2025

Merrill Lynch, Pierce,Fenner & Smithincorporated

Leesburg, FL
09/2022 → 09/2025

Bank Of America/Merrill Lynch

Leesburg, FL
11/2020 → 08/2022

Unemployed

Clermont, FL
11/2019 → 10/2020

Charter Communications

Auburndale, FL
07/2018 → 10/2019

American Signature Inc

Orlando, FL
02/2013 → 06/2019

Wells Fargo

Ocoee, FL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-01-06