Daniel Joseph Mullaney

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-02-08
RI	RA	APPROVED	2023-02-07

TX RA
APPROVED

Since 2023-02-08
RI RA
APPROVED

Since 2023-02-07

Branch Locations

3400 Pawtucket Ave Ci Relationship Management, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Lincoln	RI	09/2022	Present
Phh Mortgage/Ocwen	Mount Laurel	NJ	06/2022	07/2022
Phh Mortgage/Ocwen	Mount Laurel	NJ	04/2003	06/2022
Bank Of America, N.A.	Lincoln	RI	07/2024	Present

09/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lincoln, RI
06/2022 → 07/2022

Phh Mortgage/Ocwen

Mount Laurel, NJ
04/2003 → 06/2022

Phh Mortgage/Ocwen

Mount Laurel, NJ
07/2024 → Present

Bank Of America, N.A.

Lincoln, RI

Other Businesses

I*1024248, Entity Type: , Name of OBA: Rental Property 1, Address: Lincoln , Rhode Island, 02865, Investment Related: N, Position, Title, Association: Co-owner with other family members, Employee Start Date: 08/01/2018, No Hours: 2 Weekly, No Hours during Trading: 0 Weekly, Duties: I*2795274 Entity Type: Fiduciary role Name of OBA: D.J.M. TTEE J.P.M. 07/17/2025 Address: Cumberland RI Investment Related: No Position, Title, Association: Trustee Start Date:09/25/2025 No Hours: 0 Yearly No Hours during trading:0 Yearly Duties: Trustee for Self, Spouse I*2934266 Entity Type: Fiduciary role Name of OBA: J. P M. TTEE Address: Cumberland, RI 02864Investment Related: NoPosition, Title, Association: Successor TrusteeEmployee Start Date: 10/01/2025Number of Hours: 0Number of Hours during trading: 0Duties: Successor Trustee / Spouse I*2795274 Entity Type: Fiduciary role Name of OBA: D. J. M. TTEE J. P. M. 07/17/2025 Address: Cumberland, RI, 2864 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 09/25/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: Trustee/Self, Spouse