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Dewi Tan

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Calabasas, CA

Woodland Hills, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-29
CA RA APPROVED 2023-05-11
  • TX RA
    APPROVED
    Since 2023-06-29
  • CA RA
    APPROVED
    Since 2023-05-11

Branch Locations

23631 Calabasas Rd, Calabasas, CA 91302 • United States

23347 Mulholland Dr, Woodland Hills, CA 91364 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Woodland Hills CA 09/2022 Present
Bank Of America, N.A. Woodland Hills CA 09/2022 Present
T-Mobile Northridge CA 12/2019 09/2022
T-Mobile Canoga Park CA 06/2005 09/2019
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-09
  • S66 Uniform Combined State Law Examination
    2023-05-09
Other Names
  • Dewi Woodward
  • Dewi S Tan
  • Dewi S Wong

View on SEC IAPD

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