Kirk Anthony Lombard

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2011-10-24
TX	RA	APPROVED	2011-10-24

CA RA
APPROVED

Since 2011-10-24
TX RA
APPROVED

Since 2011-10-24

Branch Locations

6345 Balboa Blvd, Ste 384, Encino, CA 91316 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Encino	CA	10/2011	Present

10/2011 → Present

Lpl Financial Llc

Encino, CA

Previous Registrations

2006-09-04 → 2011-10-26

Osaic Fa, Inc.

North Hollywood, CA

Westlake Village, CA

Other Businesses

(1) 08/09/2011: NO BUSINESS NAME - INV REL - 6345 BALBOA BLVD, STE 255, ENCINO, CA 91316 - NON-VARIABLE INSURANCE - 20% OF TIME SPENT - LIFE, DI, LTC AND HEALTH (2) 09/08/2011: FOCUS WEALTH PARTNERS - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 6345 BALBOA BLVD, STE 255, ENCINO, CA 91316 - 95% OF TIME SPENT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-09-01

S66 Uniform Combined State Law Examination

2006-09-01

Designations

Certified Financial Planner

Other Names

Kirk Anthony Lombard
Kirk Anthony Lombard, Cfp

View on SEC IAPD