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Thomas G Finney

Morgan Stanley

Baltimore, MD

CRD 7639573

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-07-20
MD RA APPROVED 2023-07-07
  • TX RA
    APPROVED
    Since 2023-07-20
  • MD RA
    APPROVED
    Since 2023-07-07

Branch Locations

1201 Wills Street Suite 700, Baltimore, MD 21231 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Baltimore MD 10/2022 Present
Best Friends Fur Ever Cockeysville MD 05/2021 12/2022
Innospec Fuel Specialties Newark DE 09/2021 06/2022
Towson Hot Bagel Timonium MD 12/2018 12/2019
School/College Baltimore MD 01/2005 05/2022
  • 10/2022 → Present
    Morgan Stanley
    Baltimore, MD
  • 05/2021 → 12/2022
    Best Friends Fur Ever
    Cockeysville, MD
  • 09/2021 → 06/2022
    Innospec Fuel Specialties
    Newark, DE
  • 12/2018 → 12/2019
    Towson Hot Bagel
    Timonium, MD
  • 01/2005 → 05/2022
    School/College
    Baltimore, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-07
  • S66 Uniform Combined State Law Examination
    2023-07-07

View on SEC IAPD

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