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Todd Michael Klem

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-01-31
TX RA APPROVED 2023-01-23
  • FL RA
    APPROVED
    Since 2023-01-31
  • TX RA
    APPROVED
    Since 2023-01-23

Branch Locations

9000 Southside Blvd Ci Relationship Management, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 09/2022 Present
Adt Jacksonville FL 04/2022 08/2022
Erc (Enhances Resource Centers) Jacksonville FL 09/2020 04/2021
Nordstrom Card Services Centennial CO 01/2017 06/2020
Unemployed Jacksonville FL 05/2021 03/2022
Unemployed Aurora CO 06/2016 12/2016
Unemployed Aurora CO 07/2020 08/2020
Bank Of America N.A. Jacksonville FL 01/2023 Present
  • 09/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Jacksonville, FL
  • 04/2022 → 08/2022
    Adt
    Jacksonville, FL
  • 09/2020 → 04/2021
    Erc (Enhances Resource Centers)
    Jacksonville, FL
  • 01/2017 → 06/2020
    Nordstrom Card Services
    Centennial, CO
  • 05/2021 → 03/2022
    Unemployed
    Jacksonville, FL
  • 06/2016 → 12/2016
    Unemployed
    Aurora, CO
  • 07/2020 → 08/2020
    Unemployed
    Aurora, CO
  • 01/2023 → Present
    Bank Of America N.A.
    Jacksonville, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-19
  • S66 Uniform Combined State Law Examination
    2023-01-19

View on SEC IAPD

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Other Investors

ANTHONY JOSEPH DE BELLIS
RYAN ALEXANDER WILLIAMS
JORDAN Christopher LACY
Derek Charles Vail
Adam Kyle Dorman
CORNELIUS JOHN CRONIN
Mia Victoria Greenfield
MICHAEL LOUIS ELLIS

Other Offices

LPL ENTERPRISE, LLC · JACKSONVILLE, FL
MADDEN ADVISORY SERVICES, INC. · JACKSONVILLE, FL
SANCHEZ WEALTH MANAGEMENT GROUP, LLC · JACKSONVILLE, FL
LPL FINANCIAL LLC · JACKSONVILLE, FL
LPL FINANCIAL LLC · JACKSONVILLE, FL
J.P. MORGAN SECURITIES LLC · Jacksonville, FL
J.P. MORGAN SECURITIES LLC · Jacksonville, FL
J.P. MORGAN SECURITIES LLC · Jacksonville , FL

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