Best Investors Account Sign in
Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-06-25
TX RA APPROVED 2023-04-14
ME RA APPROVED 2023-03-17
  • VA RA
    APPROVED
    Since 2025-06-25
  • TX RA
    APPROVED
    Since 2023-04-14
  • ME RA
    APPROVED
    Since 2023-03-17

Branch Locations

260 Schofield Dr, Midlothian, VA 23112 • United States

10700 Midlothian Tpke, Richmond, VA 23235 • United States

2829 Guardian Lane, Virginia Beach, VA 23452 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated South Portland ME 09/2022 Present
Consumer Real Estate Finance Company Portland ME 09/2021 08/2022
Best Practice Amp Llc Park City UT 10/2019 09/2021
Tru Green Westbrook ME 05/2019 10/2019
Defendify Portland ME 08/2018 05/2019
Blue Chip North Llc Portland ME 11/2017 08/2018
True Line Publishing Portland ME 04/2016 11/2017
Bank Of America, N.A. South Portland ME 01/2023 Present
  • 09/2022 → Present
    South Portland, ME
  • 09/2021 → 08/2022
    Consumer Real Estate Finance Company
    Portland, ME
  • 10/2019 → 09/2021
    Best Practice Amp Llc
    Park City, UT
  • 05/2019 → 10/2019
    Tru Green
    Westbrook, ME
  • 08/2018 → 05/2019
    Defendify
    Portland, ME
  • 11/2017 → 08/2018
    Blue Chip North Llc
    Portland, ME
  • 04/2016 → 11/2017
    True Line Publishing
    Portland, ME
  • 01/2023 → Present
    Bank Of America, N.A.
    South Portland, ME
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-13
  • S66 Uniform Combined State Law Examination
    2023-02-13

View on SEC IAPD

More in Midlothian, VA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor