Best Investors
Account
Sign in
Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2025-06-25 |
| TX | RA | APPROVED | 2023-04-14 |
| ME | RA | APPROVED | 2023-03-17 |
Branch Locations
260 Schofield Dr, Midlothian, VA 23112 • United States
10700 Midlothian Tpke, Richmond, VA 23235 • United States
2829 Guardian Lane, Virginia Beach, VA 23452 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | South Portland | ME | 09/2022 | Present |
| Consumer Real Estate Finance Company | Portland | ME | 09/2021 | 08/2022 |
| Best Practice Amp Llc | Park City | UT | 10/2019 | 09/2021 |
| Tru Green | Westbrook | ME | 05/2019 | 10/2019 |
| Defendify | Portland | ME | 08/2018 | 05/2019 |
| Blue Chip North Llc | Portland | ME | 11/2017 | 08/2018 |
| True Line Publishing | Portland | ME | 04/2016 | 11/2017 |
| Bank Of America, N.A. | South Portland | ME | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-13 |
Reach out to this advisor