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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-12-18 |
| NC | RA | APPROVED | 2024-03-02 |
Branch Locations
One Bryant Park, New York, NY 10036 • UNITED STATES
620 S Tryon St, Charlotte, NC 28255 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 09/2022 | Present |
| Cardinal Financial Company | Charlotte | NC | 02/2020 | 06/2022 |
| Unemployed | Charlotte | NC | 06/2022 | 09/2022 |
| Adjilon Staffing - Cardinal Financial Company (Contract) | Charlotte | NC | 07/2019 | 02/2020 |
| Link Staffing- Habitat For Humanity (Contract) | Charlotte | NC | 03/2019 | 07/2019 |
| Manpower Group- Snyder's Lance (Contract) | Charlotte | NC | 01/2019 | 03/2019 |
| Center For Effective Organizations - Usc Marshall | Los Angeles | CA | 03/2017 | 01/2019 |
| Unemployed Student | Los Angeles | CA | 01/2013 | 03/2017 |
| University Of Southern California | Los Angeles | CA | 08/2016 | 12/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-01 |
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