William M Hollingsworth

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-10-03
NC	RA	APPROVED	2024-03-12

Branch Locations

4242 Six Forks Rd, Raleigh, NC 27609 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Garner	NC	09/2022	Present
University Of South Carolina	Columbia	SC	08/2018	05/2022
Pool Professionals	Raleigh	NC	04/2018	08/2018
Autobell Car Wash	Raleigh	NC	02/2018	05/2018
Jellybeans Skating Center Of North Raleigh Wakefield	Raleigh	NC	02/2017	06/2017
Wakefield High School	Raleigh	NC	08/2014	06/2018
Unemployed	Raleigh	NC	05/2022	09/2022

09/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Garner, NC
08/2018 → 05/2022

University Of South Carolina

Columbia, SC
04/2018 → 08/2018

Pool Professionals

Raleigh, NC
02/2018 → 05/2018

Autobell Car Wash

Raleigh, NC
02/2017 → 06/2017

Jellybeans Skating Center Of North Raleigh Wakefield

Raleigh, NC
08/2014 → 06/2018

Wakefield High School

Raleigh, NC
05/2022 → 09/2022

Unemployed

Raleigh, NC

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-03-11