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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-28
  • TX RA
    APPROVED
    Since 2023-02-28

Branch Locations

501 S Austin Ave, Georgetown, TX 78626 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Round Rock TX 11/2020 Present
Wells Fargo, N.A. Marysville WA 11/2016 11/2020
University Of California, San Diego La Jolla CA 08/2012 09/2016
Unemployed Fairfield CA 09/2016 11/2016
Bank Of America N.A. Round Rock TX 01/2023 Present
  • 11/2020 → Present
    Round Rock, TX
  • 11/2016 → 11/2020
    Wells Fargo, N.A.
    Marysville, WA
  • 08/2012 → 09/2016
    University Of California, San Diego
    La Jolla, CA
  • 09/2016 → 11/2016
    Unemployed
    Fairfield, CA
  • 01/2023 → Present
    Bank Of America N.A.
    Round Rock, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-24
  • S66 Uniform Combined State Law Examination
    2023-02-24

View on SEC IAPD

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