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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-07-15 |
Branch Locations
200 E 8Th St Ste 202, Georgetown, TX 78626 • United States
Georgetown, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compass Bank | Birmingham | AL | 12/2000 | 07/2021 |
| Bbva Wealth Solutions Inc. | Georgetown | TX | 10/2010 | 07/2021 |
| Bbva Securities Inc. | Georgetown | TX | 05/2013 | 07/2021 |
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 12/2000 | 07/2021 |
| Ameriprise Financial Services, Llc | Georgetown | TX | 07/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-11-12 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-11 |
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