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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-04-20 |
Branch Locations
30 S Wacker Dr Fl 40 [Wi-Rbo], Chicago, IL 60606 • United States
2289 West Howard St, Evanston, IL 60202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hinsdale | IL | 09/2022 | 07/2023 |
| Vesta Preferred Realty | Chicago | IL | 05/2021 | 08/2022 |
| Mv Realty | Delray Beach | FL | 01/2021 | 03/2021 |
| Cibc U.S. Bank | Chicago | IL | 01/2020 | 01/2021 |
| N/A | Chicago | IL | 08/2020 | 05/2023 |
| N/A | Chicago | IL | 01/2012 | 07/2019 |
| Wal-Mart | Lansing | IL | 07/2019 | 08/2019 |
| Bank Of America, N.A. | Hinsdale | IL | 01/2023 | 07/2023 |
| N/A | Chicago | IL | 08/2019 | 12/2019 |
| Charles Schwab & Co., Inc. | Geneva | IL | 07/2023 | 03/2024 |
| Charles Schwab Bank, Ssb | Geneva | IL | 07/2023 | 03/2024 |
| Vantage Point Financial, Llc | Lisle | IL | 03/2024 | 04/2025 |
| Lpl Financial Llc | Oak Brook | IL | 04/2025 | 04/2026 |
| Wells Fargo Clearing Services, Llc | Chicago | IL | 04/2026 | Present |
1) 05/02/2025 - Mark Allen Realty - Mortgage/Real Estate Services / Licensed Real Estate Agent - Non- Investment Related - Chicago, IL - start date 1/2024- 10hrs per month / 0 hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-03 |
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