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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-12-05
  • GA RA
    APPROVED
    Since 2025-12-05

Branch Locations

64 Bracketts Way Suite 9, Blairsville, GA 30512 • United States

340 Young Harris Street, Blairsville, GA 30512 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Concourse Financial Group Securities Inc Blairsville GA 09/2022 06/2023
Carter Insurance And Investments Blairsville GA 09/2022 05/2023
Nelson Tractor Company Blairsville GA 08/2020 06/2022
Absolute Rental And Supply Lebanon TN 01/2010 08/2020
Lipscomb University Nashville TN 08/2017 12/2019
Unemployed Blairsville GA 06/2023 06/2023
Thrivent Investment Management Inc Blairsville GA 06/2023 11/2025
Thrivent Financial Appleton WI 06/2023 11/2023
Thrivent Financial Appleton WI 11/2023 11/2025
Carter Williams Blairsville GA 11/2025 Present
Cetera Wealth Services, Llc El Segundo CA 12/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 12/2025 Present
  • 09/2022 → 06/2023
    Concourse Financial Group Securities Inc
    Blairsville, GA
  • 09/2022 → 05/2023
    Carter Insurance And Investments
    Blairsville, GA
  • 08/2020 → 06/2022
    Nelson Tractor Company
    Blairsville, GA
  • 01/2010 → 08/2020
    Absolute Rental And Supply
    Lebanon, TN
  • 08/2017 → 12/2019
    Lipscomb University
    Nashville, TN
  • 06/2023 → 06/2023
    Unemployed
    Blairsville, GA
  • 06/2023 → 11/2025
    Blairsville, GA
  • 06/2023 → 11/2023
    Thrivent Financial
    Appleton, WI
  • 11/2023 → 11/2025
    Thrivent Financial
    Appleton, WI
  • 11/2025 → Present
    Carter Williams
    Blairsville, GA
  • 12/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 12/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2023-06-26 → 2025-12-02
    Minneapolis, MN
    Blairsville, GA
  • 2023-03-15 → 2023-06-06
    Concourse Financial Group Securities, Inc.
    Blairsville, GA
Other Businesses

1. NAME OF OTHER BUSINESS: Ambassador for Blairsville Union County Chamber of Commerce INVESTMENT RELATED: no ADDRESS: 129 Union Co Rec Rd, Blairsville GA 30512 NATURE OF BUSINESS: community START DATE: 01/01/2025 POSITION/TITLE/RELATIONSHIP: ambassador APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: promote community; 2. NAME OF OTHER BUSINESS: Carter Williams INVESTMENT RELATED: yes ADDRESS: 340 Young Harris Street ,Blairsville,Georgia,30512 NATURE OF BUSINESS: financial services START DATE: 11/01/2025 POSITION/TITLE/RELATIONSHIP: financial professional APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: provide financial services;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-13
  • S66 Uniform Combined State Law Examination
    2023-03-13

View on SEC IAPD

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