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Michael B Findlay

Ameriprise Financial Services, LLC

Marlton, NJ

Voorhees, NJ

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-13
NJ RA APPROVED 2024-06-18
  • TX RA
    APPROVED
    Since 2026-05-13
  • NJ RA
    APPROVED
    Since 2024-06-18

Branch Locations

401 Route 73 N Ste 200 10 Lake Center, Marlton, NJ 08053-3427 • United States

1105 Laurel Oak Road Suite 142, Voorhees, NJ 08043 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Marlton NJ 10/2022 Present
Cooper University Hospital Camden NJ 02/2021 08/2021
Wells Fargo Center Philadelphia PA 12/2019 09/2022
Ameriprise Financial Marlton NJ 05/2020 08/2020
U.S. Soccer Foundation Pittstown NJ 12/2016 12/2019
La Bella Pizza Medford NJ 03/2018 07/2018
Rancocas Valley High School Mount Holly NJ 08/2014 06/2018
La Salle University Philadelphia PA 09/2018 05/2022
  • 10/2022 → Present
    Ameriprise Financial Services, Llc
    Marlton, NJ
  • 02/2021 → 08/2021
    Cooper University Hospital
    Camden, NJ
  • 12/2019 → 09/2022
    Wells Fargo Center
    Philadelphia, PA
  • 05/2020 → 08/2020
    Ameriprise Financial
    Marlton, NJ
  • 12/2016 → 12/2019
    U.S. Soccer Foundation
    Pittstown, NJ
  • 03/2018 → 07/2018
    La Bella Pizza
    Medford, NJ
  • 08/2014 → 06/2018
    Rancocas Valley High School
    Mount Holly, NJ
  • 09/2018 → 05/2022
    La Salle University
    Philadelphia, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-06-14
S63 Uniform Securities Agent State Law Examination 2024-06-01
  • S65 Uniform Investment Adviser Law Examination
    2024-06-14
  • S63 Uniform Securities Agent State Law Examination
    2024-06-01
Other Names
  • Michael Findlay

View on SEC IAPD

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