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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • NV RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

Las Vegas, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Modesto/Merced CA 09/2005 04/2021
Wells Fargo Advisors Llc Merced CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Merced CA 11/2016 04/2021
Golden 1 Credit Union Modesto CA 04/2021 10/2022
Fidelity Investments Llc Turlock CA 10/2022 Present
Fidelity Investments Boston MA 03/2025 Present
  • 09/2005 → 04/2021
    Wells Fargo Bank
    Modesto/Merced, CA
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Merced, CA
  • 11/2016 → 04/2021
    Merced, CA
  • 04/2021 → 10/2022
    Golden 1 Credit Union
    Modesto, CA
  • 10/2022 → Present
    Fidelity Investments Llc
    Turlock, CA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2022-12-09 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Turlock, CA
  • 2011-01-03 → 2021-04-14
    Fresno, CA
    Merced, CA
    Manteca, CA
    Santa Rosa, CA
    Merced, CA
    Fresno, CA
    Sacramento, CA
    Modesto, CA
    Fresno, CA
  • 2006-10-30 → 2011-01-03
    Wells Fargo Investments, Llc
    Merced, CA
    Modesto, CA
Other Businesses

OBA-93318|OrgNmn:NGM LLC|Org Addr:Turlock,California,US|OBA Nature:Professional offices rental|Invst Rel:Y|Title:Partner|Duties:I manage the financials and bookeeping for the parnership|StrtDt:|TotHrs/mon:2|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-27
  • S66 Uniform Combined State Law Examination
    2006-10-27
Other Names
  • Maricela Gonzalez

View on SEC IAPD

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