James Jun Chen

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 10/2021 → Present
  Jameson Nyc Inc.
  Garden City, NY
• 10/2019 → 10/2022
  Chinese American Planning Council
  New York, NY
• 12/2016 → 10/2019
  Custom Clothing Nyc
  Floral Park, NY
• 08/2016 → 05/2017
  Porsche Of South Shore
  South Shore, NY

Other Businesses

Jameson NYC INC. NOT investment related. 189 Kilburn Road S Garden City NY 11530. I own and operate a screen print/embroidery shop and I run it out of my home. I am the owner. I started the business in October of 2021. I only participate in this business during the weekends where I prospect and take orders and I schedule deliveries for the weekends as well. I devote approximately 10-16 hours to the business and all business related activities are scheduled and performed during weekends only or occasionally after work (After 5PM M-F). I do NOT work on this business at all during trading hours or business hours at Merrill Lynch. I do everything from sales, to logistics. There isn't much volume so its more of a hobby that I make a little bit of extra income with on the side but completely does not affect my work during business/trade hours at Merrill. MKC THREADS INC Not investment related Address: 129 albertson ave ablertson ny 11507 NOT investment related Nature: Custom apparel/embroidery Position: Independent contractor/adviser Relationship: Independent contractor/adviser Start date: 01/01/2020 Hours Devoted: < 1 hours per week per month I started off as a sales/operational consultant. I taught them how to screen print and improve logistics in the business. Now I am an independent contractor/adviser with them and I occasionally outsource my material from them for my business and give them advice on how to scale etc.

Exams

• S66 Uniform Combined State Law Examination
  2023-12-01

Other Names

• James Chen
• James J Chen