Best Investors
Account
Sign in
Putnam Investment Management, LLC CRD 106629
$117B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Federal St, Boston, MA 02110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-05-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Putnam Retail Management | Boston | MA | 09/2022 | 07/2024 |
| Pio Pio Chicken | Charlotte | NC | 06/2022 | 08/2022 |
| Auburn Football Recruiting | Auburn | AL | 08/2021 | 02/2022 |
| Perspective Counseling | Auburn | AL | 01/2022 | 03/2022 |
| Moore's Mill Country Club | Auburn | AL | 08/2020 | 11/2020 |
| Auburn University | Auburn | AL | 08/2018 | 05/2022 |
| New Dominion Bank (Now Park National Bank- Charlotte) | Charlotte | NC | 05/2019 | 08/2019 |
| Enventys Partners | Charlotte | NC | 05/2020 | 08/2020 |
| Nannying | Charlotte | NC | 05/2020 | 08/2020 |
| Nanny | Charlotte | NC | 05/2018 | 08/2018 |
| Carmel Christian School | Charlotte | NC | 08/2015 | 05/2018 |
| Suneast Development | Old Lyme | CT | 05/2021 | 08/2021 |
| Franklin Distributors, Lllc | Stamford | CT | 07/2024 | Present |
| Putnam Investment Management | Boston | MA | 05/2023 | 07/2024 |
G. Misc. - Owner; New York, NY.; Beginning 9/13/2025; Approx: 8 hours a month; no time during normal securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-12 |
Reach out to this advisor