Joshua Michael Adler

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2009 → 11/2017
  Ubs Financial Services Inc
  New York, NY
• 11/2017 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 11/2017 → Present
  Bank Of America, N.A.
  New York, NY

Previous Registrations

• 2003-02-11 → 2009-03-11
  Alliancebernstein L.P.
  New York, NY
  Nashville, TN

Other Businesses

I*4121269, Entity Type: , Name of OBA: Boca Rio Membership Committee, Address: Boca Raton, Florida, 33433, Investment Related: N, Position, Title, Association: Committee, Employee Start Date: 04/03/2026, No Hours: 4 Yearly, No Hours during Trading: 0 Yearly, Duties: committee member, admissions committee member for private club in Boca Raton

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-02-10
• S63 Uniform Securities Agent State Law Examination
  1998-12-28

Other Names

• Josh Adler
• Joshua Michael Adler
• Joshua Adler