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Putnam Investment Management, LLC CRD 106629
$117B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Federal St, Boston, MA 02110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-04-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Putnam Retail Management | Boston | MA | 09/2022 | Present |
| Putnam Investments | Andover | MA | 12/2020 | 09/2022 |
| Webster Bank | Cheshire | CT | 06/2019 | 08/2019 |
| Ymca | Cheshire | CT | 06/2017 | 08/2017 |
| School | Cheshire | CT | 09/2012 | 06/2017 |
| College | Waltham | MA | 08/2017 | 06/2018 |
| Ymca | Cheshire | CT | 06/2018 | 08/2018 |
| College | Waltham | CT | 09/2018 | 05/2019 |
| College | Waltham | MA | 09/2019 | 05/2020 |
| College | Waltham | MA | 08/2020 | 05/2021 |
| Allegiant Wealth Management | Wallingford | CT | 05/2020 | 08/2020 |
| Franklin Distributors, Llc | Boston | MA | 07/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-24 |
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